Regulatory Issues

· Letter to Pierre Francotte, Euroclear and Don Donahue, The Depository Trust & Clearing Corporation ("DTCC"), regarding Depository Bank Loan Services - Interoperability Efforts, February 18, 2010

· Letter to Janet Wynn, The Depository Trust & Clearing Corporation ("DTCC"), regarding Follow-up Actions to Further Promote Timely Call Announcements, February 18, 2010

· Letter to Janet Wynn, The Depository Trust & Clearing Corporation ("DTCC"), regarding Industry-Wide Initiative to Review the Use and Risks of Protect Guarantees and Letters of Liability in Corporate Actions, January 12, 2010

· Letter to Donald Donahue, The Depository Trust & Clearing Corporation ("DTCC"), regarding DTCC's Data Printouts, April 1, 2009

· Letter to Robert J. McGrail, The Depository Trust & Clearing Corporation, regarding the Association's Views on Data Concerning Late Notices on Partial Calls and Recommended Action Steps, January 22, 2008

· Letter to Robert J. McGrail, The Depository Trust & Clearing Corporation, regarding the September 2007 White Paper, Transforming Structured Securities Processing, November 15, 2007

© Association of Global Custodians – 2003 All Rights Reserved

Legal Notices - Disclaimer