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·
Response to the ESMA "Consultation on Technical Advice on CSDR Penalty
Mechanism", February 29, 2024
·
Response to Second Consultation on the Technical Standards Specifying
Certain Requirements of Markets in Crypto Assets Regulation (MiCA),
December 14, 2023
·
AFME-AGC Joint Response to The Law Commission Public Consultation on
Digital Assets, November 4, 2022
·
AFME-AGC Joint Response to UK Jurisdiction Taskforce Public Consultation
for a Legal Statement on Digital Securities, October 31, 2022
·
Response to ESMA Call for Evidence on Shortening the Settlement Cycle,
October 5, 2023
·
ESMA Call for Evidence: DLT Pilot Regime and Review of MiFIR
Regulatory Technical Standards on Transparency and Reporting, March 4,
2022
·
European Commission Targeted Consultation on the Review of the Regulation
on Improving Securities Settlement in the European Union and on Central
Securities Depositories ("CSDR Review"); CSDR Review - AGC Response -
Summary Extract, February 2, 2021
·
European Commission Public Consultation on the Review of the AIFMD -
Investor Protection; Submission of the AGC European Focus Committee -
Summary and Extract, January 29, 2021
·
Shareholder Rights Directive II Position Paper, August 4, 2020
·
Letter to the Financial Stability Board (FSB), regarding FSB's Discussion
Paper on Regulatory and Supervisory Issues Relating to Outsourcing and
Third-Party Relationships.
·
Letter to the Assets & Residence Policy Team, HM Revenue and Customs,
regarding the Fifth Money Laundering Directive and Trust Registration
Service, Technical Consultation Document of January 24, 2020,
February 21, 2020
·
Letter to the BEIS/Law Commission, regarding Intermediated Securities Call
for Evidence, November 29, 2019
·
Letter to
the HM Treasury, regarding Transportation of the Fifth Money Laundering
Directive, June 10, 2019.
·
Letter to
Naerings og fiskeridepartementet, regarding Shareholders Rights Directive
II (SRDII), March 29, 2019.
·
Letter to European
Commission, regarding Ares(2018)2778673 / Draft Delegated Regulation
Amending Delegated Regulation (EU) No 2016/438 as Regards Safe-keeping
Duties of Depositaries for UCITS Funds, and Ares (2018)2778659 / Draft
Delegated Regulation Amending Delegated Regulation (EU) No 231/2013 as
Regards Safe-keeping Duties of Depositaries for Alternative Investment
Funds, June 26, 2018.
·
EU Consultation on Conflict of Laws, June 30, 2017.
·
Letter to Olga Petrenko, ESMA, regarding Clarification and Challenges for
MiFID/MiFIR Transaction Reporting, June 29, 2017.
·
Comment Communication Submitted on September 23, 2016 to ESMA, regarding
Asset Segregation and Custody Services.
·
Letter to
European Securities and Markets Authority (ESMA), regarding AGC Response
to ESMA's Consultation Paper on Guidelines on Participant Default Rules
and Procedures Under CSDR, June 30, 2016.
·
Consultation
Paper on Regulatory Technical Standards on the CSD Regulation (“draft RTS”);
The Operation of the Buy-In Process, 30 June 2015 (the “Consultation
Paper”), August 6, 2015.
·
European Securities and Markets Authority; European Banking Authority;
European Insurance and Occupational Pensions Authority; Joint Committee of
the European Supervisory Authorities -- regarding Draft Regulatory
Technical Standards/Risk-mitigation techniques for OTC-derivative
contracts not cleared by a CCP under EMIR, July 10, 2015.
·
European Commission Green Paper, Building a Capital Markets Union (the
"Green Paper"), May 13, 2015.
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